Comprehensive policy
and register suite

Decades of real-world advisory experience underpins our comprehensive suite of more than 30 operational, advice-related, risk management, and AFSL governance policies and registers that has less ambiguity, close alignment to law and RGs with less excess interpretation, and less variance in interpretation and much more.

These are available on either a one-off template basis to support your launch –  with you and your team then assuming responsibility for their evolution –  or an ongoing subscription basis that includes regular updates to address legislative and regulatory, and operational and market force impacts.

Our team can also draft policies to address practice-specific issues that may be unique to you and your business model. And they are available to convene, chair and/or attend and minute cyclical compliance and governance meetings on a time-and-attendance basis.

Our policy suite is available to practices in the process of becoming self-licensed and to existing self-licensed practices and licensees looking to upgrade their current framework.